Posted on Jan 22, 2012 By Heidi VonderHeide
A FINRA arbitration panel recently awarded a group of 40 investors $9.1 million in compensatory damages and attorneys fees arising out of the sale of failed non-traded private placements. The award ...
Continue reading "REIT Private Placement Awards Continue to Roll In. Actual Recovery in Remains in Doubt." »
Posted on Dec 18, 2011 By Heidi VonderHeide
Another settlement has come out of the fracas surrounding the 2007-2008 collapse of the Charles Schwab YieldPlus Fund. Under the terms of the most recent settlement, Randall Merc, a former president ...
Continue reading "YieldPlus Fund Fallout Continues" »