Securities Arbitration and Stockbroker Fraud Attorneys

FINRA (formerly NASD) Securities Arbitration Attorneys

Lasky & Rifkind, Ltd. represents shareholders and investors in arbitrations in Chicago, New York and throughout the United States. Due to contractual provisions between individuals and their brokerage firms, most disputes are resolved not by the courts, but through an alternative dispute resolution forum. The Financial Industry Regulatory Authority (FINRA) (formerly known as NASD) provides the forum for disputes arising between brokers, firms and investors, including claims of negligence, stockbroker fraud, misrepresentation, breach of fiduciary duty, churning, suitability, failure to supervise, and other claims.

The attorneys of Lasky & Rifkind, Ltd. have more than 25 years of experience representing individual investors in these types of proceedings and have achieved significant results on behalf of their clients. Given the nature of these disputes, it is not uncommon for an investor to have lost his or her entire life savings. We understand the magnitude of our client's losses and strive to always provide our clients with the attention, professionalism, and high-quality legal services they deserve, while aggressively pursuing the best possible result for each client in each case.

If you believe you are the victim of improper conduct, in order to best protect your rights and financial interests please contact us at our Chicago or New York Office to schedule an appointment with an experienced attorney. We can also be reached via the Contact Form located on the left-hand side of this page.

For more information on FINRA and the arbitration process, visit our FINRA Arbitration FAQs Page.